Valerie Phillips in Boca Raton News
June 20, 2008
Business Briefs
Published June 20th, 2008
Valerie Phillips has been named chief compliance officer at Athens-based Broad Street Capital Advisors, LLC. A 13-year veteran of the investment industry, Valerie brings a wealth of regulatory and compliance experience to the company, which was founded in Athens in 1995. Prior to joining Broad Street Capital Advisors, LLC, Ms. Phillips served as vice president, chief compliance officer, general securities principal, option principal and municipal securities principal for Boca Raton based American Securities Group, Inc. There, she was responsible for conducting annual branch inspections as well as implementing compliance programs.